AML & Compliance Health Check
About service
Independent testing of your compliance framework to ensure it withstands regulatory and banking scrutiny.
We provide an independent AML and compliance health check to assess how your controls operate in practice. We review governance structures, client onboarding files, AML decision-making, and sanctions screening to identify weaknesses before regulators do.
Your firm needs a health check if you are facing -
- AML controls that exist on paper but fail in practice
- Weak or inconsistent CDD and EDD processes
- Poor documentation that cannot withstand regulator review
- Limited oversight of sanctions screening and monitoring
- Lack of visibility for boards and senior management
Our Approach
Inspect Like a Regulator
We review your compliance framework using the same lens applied by regulators and
banks.
Test What Happens in Practice
We examine real client files, AML decisions, and monitoring processes.
Expose Risk & Prepare You
We translate findings into clear remediation steps and inspection readiness.
Why Focus on AML First
AML and compliance weaknesses often drive the most serious regulatory actions.
Getting your internal policies, frameworks and documentation scrutinized
before the regulator scrutinizes saves your firm from enforcement actions, getting flagged by bank or paying unexpected hefty fines.
Service features
Our AML health check focuses on the controls regulators examine most closely
AML & Compliance Risk Assessment Review
Assessment of governance, AML controls, and regulatory alignment.
AML Control Effectiveness Testing
Testing of CDD, EDD, sanctions screening, and transaction monitoring.
Client File & EDD Sampling
Detailed review of onboarding files and risk classification.
Sanctions & High-Risk Exposure Review
Assessment of sanctions screening results and high-risk counterparties.
Governance & MLRO Oversight Review
Evaluation of AML governance, reporting, and escalation.
Inspection-Ready Evidence Index
Structured documentation aligned with typical inspection requests.
Risk-Ranked Remediation Roadmap
Clear prioritization of actions based on regulatory risk.
Regulated Presence
Compliance & AML framework setup for DIFC, Mainland and Mauritian firms
Based in Dubai and Mauritius we support organisations operating in DIFC and mainland Dubai, helping businesses implement AML frameworks aligned with UAE regulatory expectations.
Know Your Gaps Before Regulators Do
Understand your compliance exposure before an inspection or audit takes
place.